Cross-polarization dynamics and conformational study of variously sized cellulose crystallites using solid-state ¹³C NMR

Abstract

Cellulose forms crystalline fibrils, via biosynthesis, that can be just a few nanometers wide. The crystallinity is a structural factor related to material performance. Recently, many routes to isolate these fibrils as nanocellulose have been developed, and there exist various types of nanocellulose with different crystallinities. Quantitative assessment of the crystallinity of nanocellulose is thus essential to advance knowledge in the high performance and functionality of such materials. Solid-state ¹³C cross-polarization/magic-angle spinning (CP/MAS) nuclear magnetic resonance (NMR) spectroscopy is a strong tool to investigate the structural features and dynamics of solid cellulose. The crystallinity is often evaluated by using the NMR signal ratio of the C4 crystalline and noncrystalline regions as a crystallinity index (CI) value. To calculate the CI value, it is necessary to examine the dependence of the contact time (CT) for CP on the signal intensity and set the optimum CT at a maximum of the signal intensity. However, the dependence has not been investigated for evaluation of the CI value of various cellulose samples with different crystal sizes. Here, we optimized the CT for evaluation of the CI value of cellulose with different crystal sizes. The error in the CI at the optimized CT was ~ 3%. At the optimized CT, the structural change after surface modification by TEMPO-oxidation was also analyzed from the NMR spectra of the C6 region. The relationship between the CI value and the degree of oxidation shows that it is possible to evaluate the degree of oxidation from the NMR spectra irrespective of the crystallinity of cellulose. Furthermore, the C4-based CI value was linearly correlated with the C6-based trans-gauche (tg) ratio, which is approximated by a function, CI = 0.9 tg ratio.

Introduction

The crystallinity of cellulose is a structural factor related to material performance, such as to the dielectric constant, thermal conductivity, and modulus [1,2,3]. In biological structure, cellulose forms crystalline fibrils with a few nanometers wide and large specific surface areas, which are histologically defined as cellulose microfibril. Recently, many routes to isolate the microfibril or fine-bundled microfibril have been developed [4,5,6]. These crystalline fibrils are collectively known as “nanocellulose” and are attracting attention as an emerging sustainable material with high performance and functionality. Today, there exist various types of nanocellulose with different crystallinities. Quantitative assessment of these structural factors for nanocellulose is thus essential to ensure adequate understanding of its functionality.

Solid-state ¹³C cross-polarization/magic-angle spinning (CP/MAS) nuclear magnetic resonance (NMR) spectroscopy provides information on the conformation of the constituent carbon atoms of a system. Use of this NMR technique promotes a greater understanding of the structural features and dynamics of solid cellulose [7,8,9,10,11,12]. In the NMR spectra, the C4 and C6 carbon atoms are distinguishable into crystalline and noncrystalline signals [13], which have been attributed to the atoms at the core and surface regions of a crystallite, respectively. In particular, the signal ratio of the C4 crystalline and noncrystalline phases has been used as the crystallinity index (CI) value of nanocellulose [14]; even for nanocelluloses with high crystallinities, the contribution of the surface chains to the CI value is significant, due to the high surface-to-core ratios. To calculate the CI value, it is necessary to examine the dependence of the contact time (CT) for CP on the signal intensity and set the optimum CT to maximize the signal intensity [14,15,16]. However, the dependence has not been well investigated for cellulose samples with different crystallinities, even though the crystallinity could influence the CP dynamics.

Herein, we optimized the CT for the evaluation of the CI value of cellulose with different crystallinities. The crystallinity of the cellulose samples was finely tuned by changing the crystal size from a few nanometers to tens of nanometers. The NMR spectra were recorded at various CTs (0.1–10 ms), and the dependency of the CT to the signal intensity of the C4 crystalline and noncrystalline phases was investigated. At an optimized CT, the structural change via surface modification of native cellulose by TEMPO-oxidation was also analyzed from the NMR spectra of the C6 region.

Methods

Materials

Five cellulosic samples were used as the starting materials: a softwood dissolving pulp (DP), two types of TEMPO-oxidized pulps with different carboxylate contents, cotton linters, and a mantle of tunicate Halocynthia roretzi. The DP and one TEMPO-oxidized pulp (carboxylate content: 1.2 mmol/g) was supplied by Nippon Paper Industries Co. Ltd., (Tokyo, Japan). The other TEMPO-oxidized pulp (carboxylate content: 1.8 mmol/g) was supplied by DKS Co. Ltd., Kyoto, Japan. The cotton linters were purchased from Advantec Toyo Co. Ltd., Tokyo, Japan. The tunicate mantle was supplied in an undried state by a domestic fish-processing company. Tunicate cellulose was purified from the mantle according to the procedure described in a previous report [17]. The cotton linters and tunicate cellulose (0.1 g for each) were acid-hydrolyzed with a 2 M HCl solution at 105 °C for 4 h. The residual solid hydrolysates were washed with distilled water by filtration. Amorphous cellulose was prepared from the cotton linters according to the method described in a previous report [18]. All the chemicals were of laboratory grade (FUJIFILM Wako Pure Chemical Corporation, Osaka, Japan) and used as received.

Sample preparation

The DP (1 g) was TEMPO-oxidized with NaClO addition (10 mmol per gram of sample) according to the method described in a previous report [19]. The oxidized samples were treated with NaBH₄ (0.1 g) in water (100 mL) at pH 10 for 3 h to eliminate unstable aldehyde groups in the sample. The resulting pulp is from here on referred to as TEMPO-oxidized DP (TO-DP). The carboxylate content of TO-DP was determined to be 1.6 mmol/g. Some of the 0.1% w/w suspension of the oxidized samples were mechanically treated by using a Microtec Physcotron NS-56 homogenizer (Microtec Co., Ltd. Chiba, Japan) equipped with a 20-mm diameter shaft at 7500 rpm for 6 min, followed by sonication using a Nihon Seiki US-300T ultrasonic homogenizer equipped with a 26-mm diameter tip at 70% output for 8 min. The resulting sample is from here on referred to as TEMPO-oxidized cellulose nanofiber (TO-CNF). All the samples were freeze-dried from the wet state, containing 30% w/w tert-butyl alcohol, to prevent dry agglomeration [20].

X-ray diffraction (XRD)

The freeze-dried samples were conditioned at 23 °C and 50% relative humidity for over 1 day before analysis. The conditioned samples were pressed at approximately 750 MPa for 1 min using a tableting device for XRD. XRD measurements were performed by the reflection method with a diffraction angle 2θ range of 5–45° using a Rigaku RINT 2000 diffractometer (RIGAKU Corporation, Tokyo, Japan) with Ni-filtered Cu Kα radiation (λ = 0.1548 nm) at 40 kV and 40 mA. The crystal size was calculated from the XRD peak corresponding to the (2 0 0) plane using the Scherrer equation (shape factor K = 0.9).

NMR spectroscopy

The samples conditioned at 23 °C and 50% relative humidity were packed into air-tight tubes and analyzed using CP/MAS ¹³C NMR spectroscopy. The reason the dried sample was used for the analyses is described in a paper reported by Heux et al. [16]. The CP/MAS ¹³C NMR measurements were performed using a JEOL JNM-ECAII 500 spectrometer (JEOL Ltd., Tokyo, Japan) equipped with a 3.2-mm HXMAS probe and ZrO₂ rotors at 125.77 MHz for ¹³C. The samples were spun at 15,000 Hz and the spectra were obtained with 0.1–10 ms CT and a 5-s relaxation delay. The CI value was calculated from the integral ratio of the signals in the region of 93–86 and 86–80 ppm, corresponding to the crystalline and noncrystalline C4 carbon atoms of cellulose, respectively.

Results and discussion

C4-based CI value

The NMR spectra of the samples with different crystal sizes were recorded at various CTs (0.1–10 ms). The Scherrer crystal sizes of the acid hydrolysates of tunicin and cotton, DP, TO-DP, and TO-CNF were 10.0, 6.5, 4.0, 3.6, and 2.0 nm, respectively. For all the samples, the intensity of the C4 region changed depending on the CT (Fig. 1a). Furthermore, the spectra became sharper and split into several peaks as the crystal size increased, which is clearly visible in the spectra of the tunicate cellulose. These results can be interpreted as the crystallographic inequivalence of the glycosidic unit, and the resolution is improved when the crystal size is larger [8]. In the case of the crystalline atoms in small crystallites or the noncrystalline atoms, the structural heterogeneity might be too large to produce clearly resolved peaks in the spectrum.

Fig. 1

a NMR spectra of a series of samples at several CTs. The Scherrer crystal sizes of the acid hydrolysates of tunicin and cotton, DP, TO-DP, and TO-CNF were 10, 6.5, 4.0, 3.6, and 2.0 nm, respectively. b Dependency of CT on the signal intensity corresponding to the C4 crystalline region. c Dependency of CT on the signal intensity corresponding to the C4 noncrystalline region. d Dependency of CT on the CI values

The dependency of the CT to the signal intensities of both the C4 crystalline and noncrystalline regions was then analyzed. Figure 1b, c shows the CP curves for the C4 crystalline and noncrystalline regions, respectively. The signal intensities were normalized at the maximum intensity for each carbon. In both regions, all the signal intensities were rapidly increased at the initial stage before reaching a maximum. The maximum of these intensities was at approximately 1–2 ms CT, irrespective of the crystal size. This region was in accordance with the reported CT as a preferable time for evaluation of the CI value of cellulosic materials [16, 21, 22].

At the initial increase in the C4 crystalline and noncrystalline regions, there was no significant difference in the trend and slope (Fig. 1b, c). The initial increase mainly reflects the efficiency of magnetization transfer from the ¹H spin reservoir to the ¹³C spin, described by the time constant of T_CH. In general, a rigid structure has a smaller T_CH than a nonrigid system, although the chemical structure may be the same. Therefore, this result indicates that the rigidity of the C4 carbons is similar in the time scale represented by the T_CH relaxation, regardless of the crystal size.

In contrast, the decay in the C4 regions showed different behavior depending on the crystal size. The decay of each sample was steeper in the noncrystalline region than that in the crystalline region. In the crystalline region, the decay slope became steeper with a decrease in the crystal size (Fig. 1b). The decay at the longer CT reflects the relaxation of the ¹H and ¹³C spins in the rotating frame [T_1ρ (H) and T_1ρ (C), respectively], which are related to molecular mobility. Thus, the decay trends shown in Fig. 1b indicate that the crystalline region of large crystallites, such as the tunicate cellulose, have lower molecular mobility. However, the smaller crystallites exhibited the higher mobility, even in the crystalline region, because of the large contribution of the crystallite surface. Furthermore, the similar trend was visible in the decay of the noncrystalline region; the decay was faster with a decrease in the crystal size (Fig. 1c). Indeed, the conformational heterogeneity is present in both the crystalline and noncrystalline regions. It has been reported that part of the molecules that exist close to the surface sit in a noncrystalline conformation even in the interior of the microfibril [23, 24]. Our results also suggest this.

Another possibility of the existence of heterogeneity is also conceivable. It was previously found by some of us that the crystalline C4 signal decreased when the bundled fibers dispersed as microfibrils and, correspondingly, the noncrystalline signal increased [18]. Indeed, the cellulose molecules at the interface between bundled fibrils or at the surface of the microfibrils are partially crystallized. This interface has been regarded as an inaccessible surface, where solvent molecules cannot penetrate. It has been proposed that the NMR signal due to the molecules at the inaccessible surface appear in the noncrystalline region [25]. Taking these phenomena into account, some of the inaccessible molecules at the bundled interfaces are probably occupied in the crystalline region of the NMR spectra rather than in the noncrystalline region, thus causing the structural heterogeneity.

The CP curve of the amorphous cellulose sample, whose molecular sheet stacking and the atomic conformation are disordered and noncrystalline, respectively [26], was also compared with other cellulosic samples (Fig. 1c). The initial increase and the maximum were similar to that observed for the C4 noncrystalline carbons in other samples. The decay slope was slightly steeper than that of TO-CNF, but this difference is somewhat minimal. These results suggest that the glycoside linkage may be restricted even in the randomly packed cellulose molecules.

The CI values for all the samples were then plotted against the CT (Fig. 1d). In the range of approximately 1–2 ms CT, where the signal intensities were at a maximum, the CI values of each sample were almost the same, and the difference in the CI values was within only 3%. At over 2 ms CT, the CI values gradually increased. This is because of the decrease in the intensity of the noncrystalline region resulting in overestimation of the CI value (see Fig. 1c). For a quantitative demonstration, the CI value of the mixture of the tunicate and amorphous cellulose was calculated from the NMR spectra recorded at 2 ms CT (Fig. 2). The calculated CI value was 51%, which is in good agreement with the ideal value (49%) determined gravimetrically. These results indicate that, although the CP/MAS NMR spectroscopy is generally not quantitative for polymers having crystalline and amorphous regions, it is possible to evaluate the CI value of cellulose with an accuracy < 3% from the NMR spectra at the optimized CT of 2 ms.

Fig. 2

NMR spectra of tunicate cellulose, a mixture of the tunicate and amorphous celluloses, and amorphous cellulose at 2 ms CT. The mass ratio of the tunicate cellulose in the mixture was 60%

Carboxylate groups at the C6

In the process of nanocellulose production, cellulose is often surface modified in advance before wet disintegration. One example is by TEMPO-oxidation. By this method, the primary hydroxy groups exposed on the surface of the cellulose crystallite were converted to carboxyl groups, maintaining the crystallinity [27]. Figure 3a shows the NMR spectra of the C6 carbonyl region of TO-DP and TO-CNF at various CTs (0.1–10 ms). Both the shape and intensity of these NMR spectra changed depending on the CT, similarly to the C4 region.

Fig. 3

a Spectral change in the carbonyl region of TO-DP and TO-CNF with CT. b Dependency of CT on the signal intensity corresponding to the carbonyl carbon. c Change in the NMR spectra at 2 ms CT with TEMPO-oxidation. d Change in the signal ratio of the conformation of the C6 hydroxy group and carbonyl carbon. e Relationship between the CI value and the carbonyl ratio calculated as the signal ratio of the carbonyl carbon to the C1 carbon

The signal intensities of the carbonyl carbon were then plotted against the CT, see Fig. 3b. Interestingly, TO-DP having bundled microfibrils showed similar CP dynamics with TO-CNF. The signal intensities of the carbonyl carbon increased more slowly than the signals of the C4 carbon, and then reached a maximum at approximately 3 ms. In other words, the T_CH of the carbonyl carbon was larger than that of the C4 carbons (see Fig. 1 for the dependency of the CT to the signal intensity of the C4 carbons). This is likely because of the longer distance between the proton and carbonyl carbon. Furthermore, the signal intensities of the TO-DP were the same as that of the TO-CNF. This result indicates that the mobility of the carbonyl carbon on the surface of cellulose crystallite is independent of the crystal size.

Figure 3c shows the change in the NMR spectra at 2 ms CT before and after TEMPO-oxidation. The signals corresponding to C = O, trans-gauche (tg), gauche-trans (gt), and gauche-gauche (gg) are centered at approximately 174.8, 65.2, 62.6, and 60.6 ppm, respectively [28]. By the oxidation, the signal corresponding to the noncrystalline gg or gt was remarkably decreased, whereas the signal of the crystalline tg ratio remained constant, and the signal of the carbonyl carbon appeared at approximately 175 ppm. As shown in Fig. 3d, there was a 19% decrease in the signal ratio of the noncrystalline hydroxy group, and this value is in good agreement with the increase in the signal of the carbonyl carbon (22%). This result is consistent with data reported by Montanari et al. [29], suggesting the conversion to carboxyl groups from the hydroxy groups can be evaluated from the NMR spectra under optimized conditions. Furthermore, the relationship between the CI value and the degree of oxidation of the samples, see Fig. 3e, shows that the degree of oxidation can be evaluated from the NMR spectra at the optimized CT, irrespective of the crystallinity of cellulose. Note here that the total C6 signal intensities were slightly smaller than the C1 signal intensity, and the degree of oxidation evaluated from the spectrum was lower by approximately 16% than that estimated from conductivity titrations (Fig. 3e). This is probably because the chemical structure and molecular mobility are different between the C6 noncrystalline carbons and C1 carbons [15, 30], and both the total C6 signal and the amount of the carboxy groups were underestimated in the present pulse condition.

Relationship between C4-based CI value and C6-based tg ratio

Based on a computational study, it has been reported that the conformation of the exocyclic groups at C6 significantly influences the C4 peak separation, and the signal at approximately 89 ppm, corresponding to the crystalline C4 carbon, is dominated by the tg conformation [31]. Figure 4 shows the relationship between the C4-based CI value and the C6-based tg ratio of samples with different crystal sizes. Interestingly, the CI value was found to be linearly correlated to the tg ratio, with a slope of 0.9 (R² = 0.98). This result demonstrates that the change in the C4 crystalline signal is strongly affected by the tg conformation. The slight difference from 1.0 in the slope leads to the interpretation that the glycosidic linkage is partly restricted even when the C6 hydroxy groups sit in the noncrystalline gt conformation [31].

Fig. 4

Relationship between the CI value and tg ratio

Conclusion

We investigated the CP dynamics of cellulose with different crystal sizes for evaluation of the CI value. The error in the CI at the optimized CT of 2 ms was ~ 3%. In addition, at the optimized CT, the structural change by TEMPO-oxidation was also analyzed from the NMR spectra of the C6 region. Although the signal ratio of the noncrystalline C6 carbon is slightly underestimated, it is possible to evaluate the molecular dynamics and the degree of oxidation from the NMR spectra, irrespective of the crystallinity of cellulose. Furthermore, the correlation between the C4-based CI value and the C6-based tg ratio was investigated, and the C4-based CI value was linearly correlated with the C6-based tg ratio, which is approximated by a function (CI = 0.9 tg ratio).

Importantly, we demonstrated that the CI value and the structural change of cellulose with different crystal sizes can be semiquantitatively evaluated by using NMR under optimized CP conditions.